Government Agency Production Reference

Get your production format
right the first time

Compare SEC, DOJ, FTC, FINRA, and CFTC requirements side by side and avoid costly re-productions.

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5 Federal Agencies
High-Risk Flags
Downloadable Checklist
Universal Requirements

Apply across all five agencies — address before any government production.

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References & Disclaimer
References
  • SEC Division of Enforcement, Production of Documents and Things
  • DOJ Antitrust Division, Document Production Specifications
  • FTC Bureau of Competition, Electronic Document Production Requirements
  • FINRA Rule 12000 Series — Customer Arbitration; Document Production Lists 1 & 2
  • 17 CFR § 1.31 — CFTC Records; Retention and Inspection
  • NIST FIPS 140-2 — Security Requirements for Cryptographic Modules
  • The Sedona Principles, Third Edition (2017)
For Reference Only

This tool is provided as a general reference resource for legal professionals and does not constitute legal advice. Agency production requirements change frequently. Always verify current specifications directly with the relevant agency before submitting any production. Use of this tool does not create an attorney-client relationship.

* Information current as of March 2026. Government agency production specifications are subject to change without notice. Always confirm current requirements with the relevant agency before production.

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