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Compare SEC, DOJ, FTC, FINRA, and CFTC requirements side by side and avoid costly re-productions.

5 Federal Agencies
High-Risk Requirements Flagged
Downloadable Checklist
Risk Badges
Agency Format Key Requirement Difficulty Risk
Universal Requirements
Apply across all five agencies — address before any government production.
Requirement Standard Practice Risk
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References & Disclaimer
References
  • SEC Division of Enforcement, Production of Documents and Things, current guidelines
  • DOJ Antitrust Division, Document Production Specifications
  • FTC Bureau of Competition, Electronic Document Production Requirements
  • FINRA Rule 12000 Series — Customer Arbitration; Document Production Lists 1 & 2
  • 17 CFR § 1.31 — CFTC Records; Retention and Inspection
  • NIST FIPS 140-2 — Security Requirements for Cryptographic Modules
  • The Sedona Principles, Third Edition (2017)
For Reference Only

This tool is provided as a general reference resource for legal professionals and does not constitute legal advice. It is not a substitute for the judgment of a qualified attorney. Delphoria makes no representations as to the completeness or accuracy of this information as applied to any specific matter. Use of this tool does not create an attorney-client relationship.

* Information current as of March 2026. Government agency production specifications are subject to change without notice. Always confirm current requirements with the relevant agency before production.

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